 |
|
|
Investment Compliance Analyst
|
Wellington Management Com...
Salary: Competitive
|
USA-MA-Boston |
24 Nov |
| Investment Compliance Analyst |
|
|
Broker Dealer Compliance Officer
|
Michael Page
Salary: 120,000 - 250,000
|
USA-NY-New York City |
23 Nov |
| Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate should be proficient... |
|
|
Mid Level Hedge Fund Compliance
|
Michael Page
Salary: 125,000 -170,000
|
USA-CT-Greenwich |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
|
|
Derivatives Documentation Negotiator (LEGAL)
|
Deutsche Bank
Salary: Exempt
|
USA-FL-Jacksonville |
23 Nov |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
|
|
|
Compliance Officer- Position Reporting AVP
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines... |
|
|
Compliance Advisory - Bank Regulatory and Corporate Trust
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
|
|
Compliance- Securities Surveillance and Investigations Analyst
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
|
|
Fixed Income Compliance Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
23 Nov |
| See job description below |
|
|
Alternatives Investment Group and Structured Investments Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Compliance Assessment - Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Head of Operations Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Syndication Specialist/Paralegal
|
RBC
Salary: competative
|
USA-OH-Cleveland |
23 Nov |
| Syndication Specialist |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| fixed income compliance corporate bonds |
|
|
Equity Derivatives Lawyer
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
|
|
Paralegal
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
|
|
|
Compliance Officer - PIMCO (Newport Beach, CA)
|
PIMCO
Salary: competitive
|
USA |
23 Nov |
| TITLE: Compliance Officer
DEPARTMENT: Legal and Compliance – Regulatory Compliance
PIMCO is seeking a Compliance Officer... |
|
|
Paralegal
|
PIMCO
Salary: DOE
|
USA-CA-Santa Ana |
23 Nov |
| Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assisting PIMCO’s a... |
|
|
Attorney
|
PIMCO
Salary: DOE
|
USA-CA-Santa Ana |
23 Nov |
| PIMCO is a leading institutional money manager with more than $940 billion in assets under management.
We are looking for... |
|
|
Compliance Technical Business Analyst/Programmer
|
Michael Page Internationa...
Salary: Base Salary and Bonus
|
USA-NY-New York City |
23 Nov |
| Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec... |
|
|
Private Banking Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
23 Nov |
| PB Compliance Officer |
|
|
Compliance Associate
|
Lazard Asset Management
Salary: Competitive - commensurat...
|
USA-NY-New York City |
22 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
|
|
Chief Compliance Officer - Global Investment Advisor
|
Capstone Investment Advis...
Salary: Salary plus Bonus
|
USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
|
|
|
Compliance Associate
|
Not Disclosed
Salary: competitive
|
USA-CT-Greenwich |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
|
|
Compliance Assistant for Broker Dealer and related Registered Investment Advisor
|
Not Disclosed
Salary: Full-time Permanent Posit...
|
USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
|
|
Compliance Officer - Generalist Broker Dealer
|
Michael Page
Salary: $80,000 - $120,000
|
USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
|
|
Employment Counsel at International Investment Bank
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
17 Nov |
| International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. |
|
|
Compliance Administrator
|
Not Disclosed
Salary: Competitive / DOE
|
USA-CA-Santa Barbara |
17 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
|
|
Accounting Consultant
|
Objective Paradigm
Salary: Contract
|
USA-IL-Chicago |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
|
|
Compliance Analyst III
|
BNY Mellon Asset Manageme...
Salary: negotiable
|
USA-PA-Pittsburgh |
16 Nov |
| The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies... |
|
