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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
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Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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91-120 of 352 Jobs Company Location Date
Institutional Contract Lawyer
ANZ
Salary: not disclosed
Singapore 26 Nov
See job description below
Legal Counsel - SHS Lawyer
Credit Suisse
Salary: Competitive
Singapore 26 Nov
SHS Lawyer
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Administration Director
SunGard
Salary: Competetive
Luxembourg 25 Nov
This position will involve ensuring that SunGard Systems Luxembourg sa is in full compliance with all relevant local (CSSF) a...
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
The Compliance Search Gro...
Salary: Upon experience
USA-NY-New York City 25 Nov
Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 25 Nov
Syndication Specialist
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Legal Counsel
Deutsche Bank
Salary: Competitive
UK-London 25 Nov
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Senior Commercial Lawyer
Markit Group
Salary: Competitive
UK-London 25 Nov
This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro...
Private Banking Compliance Officer
Credit Suisse
Salary: Competitive
USA-NY-New York City 25 Nov
PB Compliance Officer
Alternative Investments Senior Compliance Officer
Credit Suisse
Salary: Competitive
USA-NY-New York City 25 Nov
Senior Compliance Officer
Compliance Manager
Cotter Personnel
Salary: NA
Ireland-Dublin 25 Nov
This role will report to the Head of Legal, Risk and Compliance of Euro Insurances Ltd. (EIIE) This role involves the Complia...
GSPS PWM Lawyer – Associate/Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Legal Officer/Corporate Administrator
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 25 Nov
An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual...
Jobs: Compliance / Legal (91-120 of 352 Jobs)