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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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121-150 of 352 Jobs Company Location Date
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 25 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 25 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Compliance Officer
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 25 Nov
This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 25 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 25 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
AML Compliance AVP in Global Private Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a European Private Bank looking to hire an AVP within their regional compliance team.
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 25 Nov
Our client is looking for a suitable candidate to join their Compliance Department
Director, Compliance Officer – Fixed Income Trading
Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
USA-NY-New York City 24 Nov
The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an...
Compliance Officer - Portuguese/Spanish Speaking
Michael Page
Salary: 120,000-200,000
USA-NY-New York City 24 Nov
International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th...
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 24 Nov
fixed income compliance corporate bonds
Compliance- Regulatory Securities Operations
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W...
Distressed Debt & Special Situations Compliance Officer
The Compliance Search Gro...
Salary: Upon Experience
USA-CA-Los Angeles 24 Nov
A division of a global bank seeks a Compliance Officer.
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Compliance Administrator
Not Disclosed
Salary: Competitive / DOE
USA-CA-Santa Barbara 24 Nov
Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille...
Risk Manager
Cotter Personnel
Salary: Pension
Ireland-Dublin 24 Nov
Risk Manager

This is a new role with a Financial Services provider that has a reinsurance operation here in Dublin...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business....
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Compliance -Asset Management
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business....
Jobs: Compliance / Legal (121-150 of 352 Jobs)