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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 228 Jobs Company Location Date
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 27 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 27 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 26 Nov
Improve governance standards and promote market confidence.
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 24 Nov
Fantastic career opportunity
Compliance Manager - Financial Services Industry
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne.
Director - Operational Risk, Governance & Compliance
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne.
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 27 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Compliance Analyst - Leading Financial Institution
Joslin Rowe Compliance
Salary: Negotiable
UK-London 27 Nov
My client is a leading financial institution with a strong global presence. Due to expansion they are seeking a Analyst to jo...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 27 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 27 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Compliance Advisory Specialist
GRS Group
Salary: £350 per day
UK-London 27 Nov
A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 27 Nov
Financial Markets Compliance
COMPLIANCE ASSISTANT OFFICER
Axis Luxembourg
Salary: N/A
Luxembourg 27 Nov
Our client is a financial company
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
Manager Compliance, Amsterdam Background in Law, Card Payment services
Huxley Associates
Salary: Negotiable
Netherlands-North-Holland 27 Nov
The Business
...
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 27 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Client On-Boarding : Trading Floor Role
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 27 Nov
Our client is a premier global investment bank . This wonderful role will be situated within the client onboarding team on...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 27 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Local Book Reporting Specialist, Shanghai
Resources Global Professi...
Salary: Negotiable
China-Shanghai 27 Nov
This is a great career opportunity to work with multinational clients and enjoy a flexible work schedule and corporate benefi...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 27 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 27 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Jobs: Compliance / Regulatory (1-30 of 228 Jobs)